Islamic political philosophy: Al-Farabi, Avicenna, Averroes Part 2

Al-Farabi (ca. 870-950 A.D.)

The following is based on extracts in R. Lerner and M. Mahdi, Medieval Political Philosophy (JA82.L4) from Al-Farabi's 'Book of Agreement between the ideas of the two philosophers, the divine Plato and Aristotle'. Two key ideas: (1) Aristotle's idea of Nature as a source of development toward a mature state; (2) Aristotle's distinction between demonstrative argument and merely persuasive argument - i.e. between argument that gives genuine knowledge and understanding and argument that induces the hearer to believe a conclusion without understanding the fundamental reason why it is so (see Aristotle, Analytica Posteriora, 71 b19-23).

According to Al-Farabi, human beings, like any natural species, have a perfect state toward which their actions tend.

[H]e cannot labour toward this perfection except by exploiting a large number of natural beings and until he manipulates them to render them useful... [A]n isolated individual cannot achieve all the perfections by himself and without the aid of many other individuals. It is the innate disposition of every man to join another human being or other men in the labour he ought to perform... Therefore, to achieve what he can of that perfection, every man needs to stay in the neighborhood of others and associate with them... which is why he is called the social and political animal (p. 60).

Compare Plato, Protagoras, 322. Republic 369-371, Aristotle, Politics, I.2.

[P]olitical association and the totality that results from the association of citizens in cities correspond to the association of the bodies that constitute the totality of the world... Just as in the world there is a first principle, then other principles subordinate to it, beings that proceed from these principles, other beings subordinate to these beings, until they terminate in the beings with the lowest rank in the order of being, the nation or the city includes a supreme commander, followed by other commanders, followed by other citizens, who in turn are followed by other citizens, until they terminate in the citizens with the lowest rank as citizens and as human beings. Thus the city includes the likenesses of the things included in the total world (p. 61).

Hierarchy, order, is a characteristic neo-Platonic theme; cf. Augustine.

Human beings differ in their natural capacity to acquire the virtues required in a ruler. Therefore

not every chance human being will possess art, moral virtue, and deliberative virtue with great power. Therefore the prince occupies his place by nature and not merely by will. Similarly, a subordinate occupies his place primarily by nature... This being the case, the theoretical virtue, the highest deliberative virtue, the highest moral virtue, and the highest practical art [politics] are realised only in those equipped for them by nature: that is, in those who possess superior natures with very great potentialities (p. 69).

Cf. Aristotle, Politics, I.5; Plato, Republic, 415a.

The person with the most superior natural capacity and acquired virtue must realise these perfections in nations and cities. There are two primary methods: verbal instruction, and the formation of character by making certain modes of action habitual.

Instruction in the theoretical science should be given either to the imams and princes, or else to those who should preserve the theoretical sciences... [T]hey should be made to pursue a course of study and form the habits of character from their childhood until each of them reaches maturity, in accordance with the plan described by Plato [in the sections of the Republic on the education of the guardians]. Then the princes [leaders] among them will be placed in subordinate offices and promoted gradually through the ranks until they are fifty years old. Then they will be placed in the office with the highest authority... [T]hey are the elect who should not be confined to what is in conformity with unexamined common opinion. [For all of this cf. Plato's Republic.] In the earlier stages they should be instructed by means of persuasive arguments and similitudes [as contrasted with demonstrative arguments and knowledge of the thing itself] (p. 70).

The virtue or art of the prince is exercised by directing those who have the lower virtues or arts, whom he uses to instruct and form the character of the various categories of citizens - some by persuasion, some by compulsion (including holy war - the prince needs 'the faculty that enables him to excel in organising and leading armies and utilising war implements and warlike people to conquer the nations and cities that do not submit to doing what will procure them that happiness for whose acquisition man is made', p. 71). In using persuasion, the prince should go back to the things he studied demonstratively and look for persuasive arguments and similitudes and devise methods of political oratory. [Cf. Plato, Statesman, 303e-304a, 309cd; Phaedrus, 271b, d; Laws, 719e-720e, 722d-723d]. Since it aims at the perfection of all mankind, philosophy seeks political power. 'To be a truly perfect philosopher one has to possess both the theoretical sciences and the faculty for exploiting them for the benefit of all others according to their capacity. Were one to consider the case of the true philosopher, he would find no difference between him and the supreme ruler' (p. 76). [Cf. Plato, Republic, 473cd.]

Now when one... receives instruction.., if he perceives their ideas themselves with his intellect, and his assent to them is by means of certain demonstration, then the science that comprises these cognitions is philosophy. But if they are known by imagining them through similitudes that imitate them, and assent to what is imagined of them is caused by persuasive methods, then the ancients call what comprises these cognitions religion... Therefore, according to the ancients, religion is an imitation of philosophy. Both comprise the same subjects and both give an account of the ultimate principles of the beings. For both supply knowledge about the first principle and cause of the beings, and both give an account of the ultimate end for the sake of which man is made - that is, supreme happiness - and the ultimate end of every one of the other beings. In everything of which philosophy gives an account based on intellectual perception or conception, religion gives an account based on imagination. In everything demonstrated by philosophy, religion employs persuasion - (p. 77).

'It follows, then, that the idea of Imam, Philosopher and Legislator is a single idea' (p. 78).

It will be noticed that the implication is that Muhammad is the philosopher-king, but that the philosophers are superior to those who are merely religious.